Firm brochure
Form ADV Part 2A
How the firm operates: services, fees, conflicts, brokerage, custody, discretion, and disciplinary history. Dated January 1, 2026.
Disclosures
Everything you're
entitled to read.
Regulatory filings, required disclosures, and the forms you'd sign. Posted in full, not on request.
Adviser supplement
Form ADV Part 2B
Background on Dane DeBartolo: education, business experience, outside activities, disciplinary history, and supervision. Dated January 1, 2026.
Optional authorization
Discretionary Authority form
The separate written authorization required before the firm can trade without approving each transaction. Optional, and revocable in writing.
Verify independently
Don't just rely on this page. Look up the firm (CRD #339698) and the adviser (CRD #8201835) at
adviserinfo.sec.gov, the public
Investment Adviser Public Disclosure database. Registration status, filing history, and any
disclosure events appear there.
Required notices
The fine print,
set larger.
Registration
Capital B Advisory Services LLC is an investment adviser registered with the State of New Jersey, CRD #339698. Registration as an investment adviser does not imply a certain level of skill or training, and it does not constitute an endorsement by any regulator. The firm is subject to the New Jersey Uniform Securities Law (N.J.S.A. 49:3-47 et seq.) and applicable provisions of the Investment Advisers Act of 1940.
Jurisdiction
The firm may transact business only in states where it is registered or where it is excluded or exempt from registration. Nothing on this website is an offer or solicitation in any jurisdiction where such an offer or solicitation would be unlawful.
No investment advice on this site
All content here is general and informational. It is not investment, legal, tax, or accounting advice, is not tailored to any individual, and should not be relied on as the basis for any decision. Advice is provided only under a written Investment Advisory Agreement after a review of your particular circumstances.
Risk of loss
Investing in securities involves risk of loss that clients should be prepared to bear, including the possible loss of principal. There is no guarantee that any investment strategy will be successful or that any objective will be achieved. Past performance is not indicative of future results. No performance results are presented on this website, and no statement here should be read as a guarantee, projection, or prediction of returns.
Custody
Client assets are held with an unaffiliated qualified custodian selected by the client. The firm does not have physical custody of client funds or securities. The firm is deemed to have custody solely as a result of its authority, where separately authorized in writing, to deduct advisory fees directly from client accounts. Clients receive account statements directly from their custodian at least quarterly and are urged to review them carefully and compare them against any information provided by the firm.
Discretion
The firm primarily provides advice on a non-discretionary basis; clients approve all recommendations prior to implementation. Discretionary authority is accepted only where expressly granted by the client in writing and is subject to the limitations in the applicable advisory agreement and authorization form.
Compensation and conflicts
The firm is compensated by client advisory fees only. It does not accept commissions, trails, markups, markdowns, sales-based compensation, soft-dollar benefits, or payment for client referrals, and it is not a broker-dealer. An asset-based fee creates an inherent incentive to increase and retain assets under management. Supervised persons may buy or sell securities also recommended to clients; the firm's Code of Ethics requires that client transactions receive priority. A copy of the Code of Ethics is available on request.
Proxy voting
The firm does not accept authority to vote client securities. Clients receive proxies and other solicitations directly from their custodian or transfer agent.
Third-party links and content
Links to third-party sites are provided for convenience only and do not constitute an endorsement or recommendation. The firm does not control and is not responsible for the content, accuracy, or privacy practices of third-party websites.
Testimonials and endorsements
This website does not contain client testimonials, endorsements, or third-party ratings, and the firm does not compensate anyone for promoting its services.
Business continuity
The firm is a sole practitioner. Client assets are held at an unaffiliated qualified custodian and remain accessible to clients directly through that custodian in the event the firm is unable to operate. The firm maintains a written business continuity and succession plan, available on request.
Complaints
Concerns should first be raised with the firm at 732-639-1440 or contact@capital-b-advisory.com. Clients and prospective clients may also contact the New Jersey Bureau of Securities, which regulates investment advisers registered in New Jersey.
Last updated January 1, 2026.